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Feed items 21 - 23 of 23 for November 2004

Operational Risk News

Latest news articles on the subject of Operational Risk, Sarbanes-Oxley and Basel II. m-Bryonic Solutions Limited provide solutions for managing process efficiency and operational risk.

SEC Extends Time for Banks to Comply with Gramm-Leach-Bliley Act - November 3, 2004

The Securities and Exchange Commission (SEC) announced yesterday that it issued an order further extending until March 31, 2005 , the compliance dates for banks with respect to certain broker registration requirements contained in the Gramm-Leach-Bliley Act (GLBA).
http://www.garp.com/risknews/newsfeed.asp?Category=20&MyFile=2004-11-03-9648.html

Futures firms pore over disaster test results - November 2, 2004

Market entities representing approximately 96% of US futures trading volume participated in the first industry-wide disaster recovery tests earlier this month.
http://www.finextra.com/fullstory.asp?id=12791

Banking Industry Requires a Macro Approach to Risk Management - November 1, 2004

According to Malcolm Knight, general manager of the Bank of International Settlements (BIS), measuring the risk of the global financial industry requires a macro orientation. The assumption that the stability of the system is simply a consequence of the soundness of its individual components can no longer hold. Knight spoke at a conference sponsored by Socit Universitaire Europenne de Recherches Financires, a Vienna-based financial organization.
http://www.garp.com/risknews/newsfeed.asp?Category=19&MyFile=2004-11-01-9634.html
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