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Feed items 1 - 10 of 20 for July 2008

Securities and Exchange Commission News

News on Securities and Exchange Commission continually updated from thousands of sources around the net.

Bouchards to depart from Esmark with $9.8 million - July 15, 2008

Russia's OAO Severstal plans to take Esmark Inc. off the public stock market after the upcoming buyout, a deal that was well on its way to completion Monday.
http://www.topix.net/us/sec/2008/07/bouchards-to-depart-from-esmark-with-9-8-million?fromr...

Icahn continues battle against board - July 14, 2008

Activist investor Carl Icahn said Monday that replacing Yahoo Inc.'s current board of directors would ensure an acquisition deal with Microsoft Corp.
http://www.topix.net/us/sec/2008/07/icahn-continues-battle-against-board?fromrss=1

Lehman mulls strategic alliance, other options: report - July 14, 2008

Lehman Brothers' executives, seeking to shore up the brokerage's share price, is mulling options including a strategic alliance with a partner, the Wall Street Journal reported on Monday.
http://www.topix.net/us/sec/2008/07/lehman-mulls-strategic-alliance-other-options-report?f...

SEC charges stockbroker and exec with fraud - July 14, 2008

The Securities and Exchange Commission has filed a complaint against a registered stockbroker and a former chief technology officer, claiming they created falsely positive news about a medical device ...
http://www.topix.net/us/sec/2008/07/sec-charges-stockbroker-and-exec-with-fraud?fromrss=1

OSI Geospatial to Deregister in the United States - July 14, 2008

OSI Geospatial Inc. announced today that it intends to file a Form 15F with the United States Securities and Exchange Commission to terminate the registration of its shares of Common Stock under section 12 of ...
http://www.topix.net/us/sec/2008/07/osi-geospatial-to-deregister-in-the-united-states?from...

SEC Opens Probe To Prevent Spread Of False Info - July 13, 2008

The Securities and Exchange Commission said it is immediately opening a probe aimed at preventing the spread of false information used to manipulate securities prices.
http://www.topix.net/us/sec/2008/07/sec-opens-probe-to-prevent-spread-of-false-info?fromrs...

Fed-SEC Memo Vague on Sharing Oversight Power - July 13, 2008

The Federal Reserve Board and the Securities and Exchange Commission on Monday laid out how they will jointly supervise investment banks and large dealers, issuing a 10-page document that - at least initially - ...
http://www.topix.net/us/sec/2008/07/fed-sec-memo-vague-on-sharing-oversight-power?fromrss=...

U.S. Securities and Exchange Commission (SEC) Proposes New Equity Indexed Annuities' (EIA) Rule - July 13, 2008

The SEC makes an announcement that may change many advisors' personal practice, causing equity indexed annuities to be regulated as securities.
http://www.topix.net/us/sec/2008/07/u-s-securities-and-exchange-commission-sec-proposes-ne...

SIFMA blasts SEC order on data fees - July 12, 2008

The Securities Industry and Financial Markets Association has filed a comment letter calling the Securities and Exchange Commission's proposed order on market data fees "fatally flawed." SIFMA contends that the ...
http://www.topix.net/us/sec/2008/07/sifma-blasts-sec-order-on-data-fees?fromrss=1

Scottish Re Files 2007 Annual Report on Form 10-K and Third Quarter 2007 Amended Form 10-QA - July 12, 2008

Copies of these reports can be found at the SEC's website sec.gov or at the Company's website www.scottishre.com . As a result of the delisting of the Company's shares from the New York Stock Exchange and the ...
http://www.topix.net/us/sec/2008/07/scottish-re-files-2007-annual-report-on-form-10-k-and-...
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